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05 / Pillar

Environmental risk assessment.

ERA for human medicinal products under the revised EMA guideline and FDA NEPA framework — Phase I and Phase II assessment, metabolite handling, EAT-active substances, and CTD Module 1.6 reports built on a foundation of REACH and biocides environmental work.

Environmental sample under fate testing
Frameworks
EMA Rev.1 · FDA NEPA
21 CFR Part 25 · ICH M3(R2)
Scope
Phase I · Phase II
Metabolites · CTD M1.6
Tooling
SimpleTreat · EUSES
CRED · Fpen refinement
Outputs
CTD Module 1.6 ERA
FDA EA · Query response
What we do
Pharma ERA, built on environmental regulatory foundations.

Our pharmaceutical ERA work is grounded in fate, exposure and ecotoxicology developed under REACH and biocides — the foundation now demanded by the revised EMA guideline and FDA environmental assessments. We structure files around the questions an evaluator actually opens an ERA for: are PECs refined, not formulaic; are metabolites assessed for environmental relevance, not just listed; are PBT/vPvB and EAT-active properties screened early; and does Module 1.6 read as one coherent narrative? Phase I, Phase II, metabolites, special substance classes — one integrated assessment.

Reviewer question 01
Exposure refinement
Has Fpen been refined with realistic market penetration assumptions, or accepted at default?
Reviewer question 02
Metabolite relevance
Are human metabolites assessed for environmental relevance, including those below the 10% threshold where structural or pharmacological concern exists?
Reviewer question 03
Intrinsic property screening
Are PBT, vPvB and EAT-related properties screened early, with conclusions integrated into the overall ERA?
Reviewer question 04
Module 1.6 coherence
Does the CTD Module 1.6 report integrate Phase I and Phase II findings into a defensible risk characterisation, or read as separate sections stapled together?
Aquatic ecotoxicology testing for pharmaceutical ERA

Phase I, Phase II, metabolites, special substance classes — one integrated assessment under the regulatory framework that applies.

EMA Rev.1 · FDA NEPA · 21 CFR Part 25 · ICH M3(R2)
Scope of support

Where we step in.

From early Phase I screening through to FDA query response — concrete points where senior pharmaceutical ERA input shapes the file.

Microscopy in environmental fate assessment

From Phase I screening to CTD Module 1.6 report — one ERA team across the full submission.

EMA Rev.1 · FDA NEPA · CTD M1.6
01
ERA strategy & Phase I screening
Phase I decision tree under the revised EMA guideline — PEC for parent and metabolites, refined Fpen where market data support it, Log Kow and persistence triggers, and positioning for borderline or legacy products transitioning to the new framework.
EMA Phase I · Fpen · Log Kow
02
Exposure assessment & PEC modelling
Derivation of predicted environmental concentrations using SimpleTreat for sewage treatment plant removal and EUSES for environmental distribution to surface water, sediment and soil. Includes refined exposure modelling using realistic prescription, dispensing and use-pattern data.
SimpleTreat · EUSES · PEC
03
Literature review & data evaluation
Targeted literature reviews for environmental fate and ecotoxicity endpoints relevant to active substances and metabolites, with critical evaluation of study reliability using CRED and related frameworks, and transparent study selection for weight-of-evidence assessments.
CRED · evidence mapping
04
PBT & vPvB assessment
Screening of persistence, bioaccumulation and toxicity (PBT) and very persistent, very bioaccumulative (vPvB) properties under the revised EMA guideline, with conclusions integrated into the overall ERA.
PBT · vPvB · Annex XIII principles
05
Endocrine activity in environmental risk
Estrogenic, androgenic and thyroid (EAT) activity assessed for environmental risk, with cross-species biological plausibility evaluated and conclusions fed into Phase II strategy. Tailored Phase II under the revised EMA guideline and FDA submissions for EAT-active substances per FDA guidance.
EAT · EMA Rev.1 · FDA guidance
06
Phase II Tier A & Tier B
Scientific oversight and interpretation of Phase II Tier A data (chronic aquatic toxicity in algae, Daphnia, fish; sewage treatment plant removal) and Tier B data (terrestrial, sediment toxicity where triggered). Includes targeted ecotoxicology testing strategy and CRO oversight where new data are required.
Phase II · Tier A · Tier B · OECD
07
Metabolite & special substance class
Evaluation of human metabolites and relevant environmental transformation products, including separate assessment of metabolites present at ≥10% of administered dose. Specific provisions for naturally occurring peptides and proteins, antimicrobials, and other special substance classes under the revised EMA Phase I decision tree.
metabolites ≥10% · peptides · antimicrobials
08
CTD Module 1.6 ERA report
Preparation of submission-ready CTD Module 1.6 ERA reports with transparent exposure calculations, PEC and PNEC derivations, and coherent risk characterisation. Reports are structured to minimise regulatory questions and integrate Phase I and Phase II findings into a single defensible narrative.
CTD Module 1.6 · MAA · variation
09
FDA environmental assessment
Evaluation under NEPA (1969) and FDA 21 CFR Part 25 — categorical exclusion eligibility, full environmental assessments where exclusion is not justified, and specific support for EAT-active substances per FDA guidance. Strategic use of existing EU ERA data with clear justification.
NEPA · 21 CFR Part 25 · EA · EAT
10
Regulatory interaction & lifecycle ERA
Liaison with competent authorities including response to questions on PEC refinement, metabolite assessment or ecotoxicological interpretation. ERA updates linked to variations, line extensions, new indications, paediatric extensions and post-authorisation changes.
EMA RSI · FDA queries · variations
When clients engage us

What prompts the call.

A pharmaceutical ERA team reviewing PEC refinement and metabolite assessment
The first conversation Most engagements begin with one Phase I screening — or a regulator query on metabolite handling, Fpen refinement or EAT-active substance scope.

Innovators preparing marketing authorisation applications who need full Phase I and Phase II ERA under the revised EMA guideline. Generic and biosimilar manufacturers facing ERA requirements that did not apply under the previous guideline. Pharmaceutical companies with metabolites, antimicrobials or EAT-active substances requiring specialist assessment. We also support clients responding to EMA or FDA queries on ERA-related elements of submitted dossiers.

Case study

Phase I screening with refined Fpen — avoiding Phase II.

Anonymised engagement

A pharmaceutical client preparing a marketing authorisation application had a Phase I PECsurface water above the action limit using the default Fpen. The question was whether refined, indication-specific exposure modelling could reduce the PEC sufficiently to remain within Phase I, under the 2024 EMA ERA guideline.

Challenge

A Phase I PECsurface water above the 0.01 µg/L action limit using the default Fpen of 0.01, triggering Phase II Tier A chronic aquatic testing under the revised guideline. The estimated Phase II programme would have delayed dossier submission by 12–18 months.

Approach

  1. 01
    Reviewed the Phase I decision tree and confirmed the active substance did not fall under categories requiring mandatory progression to Phase II (endocrine-active substances, antiparasitics, antibacterials with dedicated schemes). A refined Phase I PEC below 0.01 µg/L would be sufficient to exit.
  2. 02
    Derived a substance-specific Fpen using indication-specific prescribing assumptions — prevalence and incidence data, product positioning in the treatment pathway, and expected treatment duration — applying the 2024 guideline equations with summation across indications and explicit uncertainty documentation.
  3. 03
    Refined the PEC with the substance-specific Fpen and excreted metabolite contributions. Human ADME data identified environmentally relevant metabolites; sewage treatment plant removal was estimated using model-based approaches, crediting only processes supported by the model and consistent with the guideline's conservative intent. The refined PECsurface water fell below the action limit.
  4. 04
    Documented the refinement transparently in the CTD Module 1.6 ERA report, linking the Phase I conclusion to the 2024 decision tree and structured to anticipate regulator questions on Fpen deviation and metabolite contributions.

Outcome. Refined PECsurface water below the Phase I action limit, supporting a defensible conclusion that Phase II ecotoxicology testing was not required under the 2024 EMA ERA guideline. Submission proceeded on the original timeline.

Questions we hear

Five questions, answered straight.

Most pharmaceutical ERA conversations start in one of these five places. If yours doesn't fit, send it through anyway — we'd rather hear the question than guess at it.

1

Has the revised EMA guideline changed when Phase II is triggered?

The Phase I action limit framework remains, but the revised guideline places greater emphasis on realistic exposure refinement before progressing to higher-tier testing. This includes refined Fpen calculations, updated market penetration assumptions, and improved wastewater removal modelling. Conservative default assumptions at Phase I are now less defensible where refinement data are available.

2

How are metabolites handled under the revised guideline?

The revised framework places stronger emphasis on systematic evaluation of human metabolites. Metabolites present at ≥10% of parent systemic exposure are typically screened for environmental relevance, but metabolites below this threshold may still require consideration if they are persistent, structurally concerning or pharmacologically active. Each is assessed case by case for formation levels, predicted environmental exposure, intrinsic properties and ecotoxicity data.

3

Is PBT/vPvB screening integrated into ERA?

Yes. The revised guideline reinforces early consideration of persistence, bioaccumulation and toxicity properties within the ERA framework. Even where PEC-based risk is low, intrinsic PBT/vPvB concerns may trigger further evaluation. Intrinsic property screening is integrated alongside exposure-based risk assessment, not addressed as a separate exercise.

4

How does the guideline address EAT-active pharmaceuticals?

The revised framework requires careful consideration of substances with specific pharmacological modes of action, including estrogenic, androgenic and thyroid activity. Where pharmacological targets may be conserved across species, additional scrutiny of environmental relevance is warranted. We assess biological plausibility and environmental exposure together to avoid mechanistic over-interpretation.

5

Can ERA refinement avoid unnecessary higher-tier testing?

Often yes, case by case. The revised guideline encourages proportionate refinement of exposure before progressing to chronic aquatic testing — through refined Fpen, sewage treatment plant removal modelling, and improved usage data. ERA strategies designed to apply appropriate refinement early reduce the risk of disproportionate testing while remaining regulator-aligned.

Start the conversation

Tell us the substance.

Tell us the substance, the route of administration and the submission timeline. We'll come back with an initial scope and a fit assessment.